SFC Licences of KU Chu Hin 古處軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 18 October 2019
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 18 October 2019
Po Sang Securities Limited 寶生證券有限公司 RE 2 29 October 2018 01 August 2019
Po Sang Securities Limited 寶生證券有限公司 RE 1 29 October 2018 01 August 2019
AIF Securities Limited 亞投證券有限公司 RE 2 19 March 2018 14 August 2018
AIF Securities Limited 亞投證券有限公司 RE 1 19 March 2018 14 August 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 17 April 2015 28 February 2018
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 17 April 2015 28 February 2018
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 23 June 2014 20 October 2014
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 23 June 2014 20 October 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 22 July 2013 30 May 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 22 July 2013 30 May 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 10 November 2004 13 July 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 November 2004 13 July 2013
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 08 November 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 01 April 2003 08 November 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 08 November 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 25 June 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 5 01 April 2003 25 June 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 9 01 April 2003 25 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 25 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 25 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 25 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 25 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 25 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 25 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 25 June 2004