SFC Licences of YORK Sharon Lai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 | RO | 9 | 27 September 2021 | |
| Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 | RE | 9 | 09 July 2021 | 27 September 2021 |
| Rockhampton Management Limited | RO | 9 | 26 January 2011 | 07 June 2021 |
| Rockhampton Management Limited | RO | 4 | 26 January 2011 | 07 June 2021 |
| Rockhampton Management (Hong Kong) Limited | RE | 9 | 12 May 2009 | 26 January 2011 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 September 2008 | 11 December 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 11 December 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 October 2004 |