SFC Licences of HO Wai Chuen , Vincent 何偉川

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 1 01 July 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RO 1 21 January 2014 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 1 21 January 2014 30 June 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RO 2 21 January 2014
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 16 August 2013 21 January 2014
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 16 August 2013 21 January 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 16 August 2013 21 January 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 21 May 2004 01 August 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 01 August 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 01 August 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 14 August 2003