SFC Licences of DENG Ti Shun 鄧體順
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 1 | 28 May 2020 | 16 April 2021 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 9 | 28 May 2020 | |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 4 | 28 May 2020 | |
| Neo-Criterion Capital Limited 開域資本有限公司 | RO | 9 | 22 August 2014 | 16 October 2015 |
| Neo-Criterion Capital Limited 開域資本有限公司 | RE | 9 | 19 May 2014 | 22 August 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 21 September 2004 | 24 September 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 September 2004 | 24 September 2011 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 04 September 2004 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 04 September 2004 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 04 September 2004 |