SFC Licences of KWOK Hon Kuen 郭漢權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Risen Family Office Limited 潤晟家族辦公室有限公司 | RO | 1 | 30 January 2024 | 19 April 2024 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 | RO | 9 | 23 June 2020 | 19 April 2024 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 | RO | 4 | 23 June 2020 | 19 April 2024 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 15 January 2016 | 29 May 2020 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 31 March 2015 | 29 May 2020 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 31 March 2015 | 29 May 2020 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 31 March 2015 | 29 May 2020 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 08 December 2009 | 13 July 2012 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 21 January 2009 | 13 July 2012 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 25 October 2004 | 13 July 2012 |