SFC Licences of LEE Ho Luen, Derek 李皓倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 9 | 08 November 2023 | |
Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 4 | 08 November 2023 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 16 May 2013 | 28 May 2015 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 16 May 2013 | 28 May 2015 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 16 May 2013 | 28 May 2015 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 08 February 2013 | 28 May 2015 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 04 January 2010 | 13 January 2010 |