SFC Licences of MA Johnny Bun Wah 馬斌華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 23 April 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 23 March 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 23 March 2020
Centaline Wealth Management Limited 中原資產管理有限公司 RE 9 19 November 2019 28 February 2020
Centaline Securities Limited 中原證券有限公司 RE 1 11 September 2019 28 February 2020
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 11 September 2019 28 February 2020
Centaline Wealth Management Limited 中原資產管理有限公司 RE 1 11 September 2019 28 February 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 22 August 2018 27 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 27 June 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 02 February 2017 27 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 February 2017 02 October 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 20 July 2009 23 January 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 20 July 2009 23 January 2017
Nerico Brothers Limited RE 2 11 May 2009 08 July 2009
Nerico Brothers Limited RE 1 11 May 2009 08 July 2009
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 18 October 2007 05 May 2009
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 18 October 2007 05 May 2009
Cinda International Securities Limited 信達國際證券有限公司 RE 1 16 March 2007 15 October 2007
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 16 March 2007 15 October 2007
Quam Securities Limited 華富建業證券有限公司 RE 2 16 November 2004 28 February 2007
Quam Securities Limited 華富建業證券有限公司 RE 1 16 November 2004 28 February 2007
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 20 October 2004 29 October 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 24 August 2004 29 October 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 24 August 2004 29 October 2004
Jefferies Bache (Hong Kong) Limited RE 2 20 April 2004 06 August 2004
FT Securities Limited 富通證券有限公司 RE 1 24 September 2003 06 August 2004
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 01 April 2003 24 September 2003
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 6 01 April 2003 22 September 2003
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 9 01 April 2003 22 September 2003
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 01 April 2003 22 September 2003