SFC Licences of WU Mimi Yu Ching 吳郁菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bain Capital Public Equity (Asia) Limited 貝恩役權管理(亞洲)有限公司 | RO | 9 | 07 September 2015 | 31 December 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 29 June 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 29 June 2004 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 29 June 2004 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 29 June 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |