SFC Licences of HO Wai Fun 何慧芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RO	9	10 February 2022
HSBC Investment Funds (Hong Kong) Limited	RO	5	10 February 2022
HSBC Investment Funds (Hong Kong) Limited	RO	4	10 February 2022
HSBC Investment Funds (Hong Kong) Limited	RO	1	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	9	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	5	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	4	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	2	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	1	10 February 2022
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	9	10 February 2022
HSBC Investment Funds (Hong Kong) Limited	RE	9	12 November 2021	10 February 2022
HSBC Investment Funds (Hong Kong) Limited	RE	5	12 November 2021	10 February 2022
HSBC Investment Funds (Hong Kong) Limited	RE	4	12 November 2021	10 February 2022
HSBC Investment Funds (Hong Kong) Limited	RE	1	12 November 2021	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	9	12 November 2021	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	5	12 November 2021	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	4	12 November 2021	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	2	12 November 2021	10 February 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	1	12 November 2021	10 February 2022
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	9	12 November 2021	10 February 2022
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RO	4	07 August 2017	01 January 2020
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RO	1	07 August 2017	01 January 2020
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	9	25 July 2005	27 April 2018
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	4	25 July 2005	07 August 2017
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	25 July 2005	07 August 2017
AXA China Region Investment Services Limited 安盛投資服務有限公司	RE	4	01 April 2003	22 July 2005
AXA China Region Investment Services Limited 安盛投資服務有限公司	RE	9	01 April 2003	22 July 2005
AXA China Region Investment Services Limited 安盛投資服務有限公司	RE	6	01 April 2003	11 November 2004