SFC Licences of CHENAUX-REPOND Lorenz Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RO | 9 | 16 February 2016 | 14 May 2021 |
UBS Asset Management (Hong Kong) Limited | RO | 4 | 16 February 2016 | 14 May 2021 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 16 June 2006 | 16 February 2016 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 16 June 2006 | 16 February 2016 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |