SFC Licences of YIP Kam Pang 葉錦鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 29 July 2020 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 June 2016 | 29 July 2020 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 21 November 2008 | 31 January 2011 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 21 November 2008 | 31 January 2011 |