SFC Licences of LAM Simon Yee-Kai 林以佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Evercore Asia Limited | RO | 1 | 16 October 2018 | 18 April 2023 |
| Evercore Asia Limited | RE | 1 | 27 August 2018 | 16 October 2018 |
| Greenhill & Co. Asia Limited | RO | 1 | 31 October 2012 | 22 July 2018 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 27 August 2010 | 20 May 2011 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 23 March 2010 | 20 May 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 17 March 2009 | 23 February 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 December 2007 | 17 March 2009 |