SFC Licences of TAN Christine 陳思亭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RO | 5 | 18 June 2021 | |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 18 June 2021 | |
Merrill Lynch (Asia Pacific) Limited | RE | 5 | 14 February 2018 | 18 June 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 September 2014 | 18 June 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 September 2014 | 05 September 2018 |
Merrill Lynch Far East Limited | RE | 2 | 01 September 2014 | 01 August 2018 |