SFC Licences of LEE Yiu Kai, Godwin 李耀基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 RO 9 01 November 2022
Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 RO 4 01 November 2022
Reliance International Financial Planners Limited 誠智國際財經策劃有限公司 RO 1 01 November 2022
Atherton Asset Management Limited 尚金資產管理有限公司 RO 9 22 December 2020 05 July 2022
Hua Liang Securities Limited 華量證券有限公司 RO 5 03 June 2019 16 October 2020
Hua Liang Securities Limited 華量證券有限公司 RO 4 03 June 2019 16 October 2020
Hua Liang Securities Limited 華量證券有限公司 RO 2 03 June 2019 16 October 2020
Hua Liang Securities Limited 華量證券有限公司 RO 1 03 June 2019 16 October 2020
Hua Liang Asset Management Limited 華量資產管理有限公司 RO 9 03 June 2019 16 October 2020
Hua Liang Asset Management Limited 華量資產管理有限公司 RO 4 03 June 2019 16 October 2020
NNFE International Asset Management Limited 新毅國際資產管理有限公司 RO 4 04 September 2018 30 April 2019
NNFE International Asset Management Limited 新毅國際資產管理有限公司 RO 9 12 April 2018 30 April 2019
NNFE International Asset Management Limited 新毅國際資產管理有限公司 RE 9 12 April 2018 12 April 2018
Finet Securities Limited 財華證券有限公司 RO 9 07 March 2017 28 June 2017
Atherton Asset Management Limited 尚金資產管理有限公司 RO 9 21 September 2015 28 February 2017
Atherton Asset Management Limited 尚金資產管理有限公司 RE 9 03 February 2015 21 September 2015
VisionGain Capital Limited 滙信資本有限公司 RE 9 16 August 2012 01 February 2015
VisionGain Capital Limited 滙信資本有限公司 RE 4 16 August 2012 01 February 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 05 September 2011 01 July 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 05 September 2011 01 July 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 05 September 2011 01 July 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 05 February 2005 23 August 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 05 February 2005 23 August 2011
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 19 November 2003 14 December 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 14 December 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 14 December 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 18 November 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 18 November 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 18 November 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 18 November 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 18 November 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 18 November 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 18 November 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 18 November 2003