SFC Licences of KUAN Shu Shin 關素馨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AM Squared Limited | RO | 9 | 30 June 2005 | 04 March 2011 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 12 March 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 12 March 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 12 March 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 12 March 2004 |