SFC Licences of JOHNSTON Richard William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Albourne Partners (Asia) Limited | RO | 4 | 07 September 2004 | |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 14 April 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 11 June 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 11 June 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 11 June 2003 |