SFC Licences of TSUI Chek Ming 徐澤明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BLVSIN Capital Limited 動力勢能資本有限公司 | RE | 9 | 17 September 2020 | 24 November 2020 |
BLVSIN Capital Limited 動力勢能資本有限公司 | RE | 4 | 17 September 2020 | 24 November 2020 |
BLVSIN Capital Limited 動力勢能資本有限公司 | RE | 1 | 17 September 2020 | 24 November 2020 |
Wealth Oasis Asset Management Company Limited | RO | 9 | 03 August 2017 | 31 March 2019 |
Wealth Oasis Asset Management Company Limited | RE | 9 | 07 July 2017 | 03 August 2017 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 27 March 2017 | 30 June 2017 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 27 March 2017 | 30 June 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 29 April 2011 | 24 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 August 2006 | 08 February 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 July 2006 | 08 February 2017 |
CCB Securities Limited 建行證券有限公司 | RE | 1 | 16 June 2003 | 17 June 2006 |
CCB Securities Limited 建行證券有限公司 | RE | 9 | 16 June 2003 | 02 September 2003 |
CCB Securities Limited 建行證券有限公司 | RE | 6 | 16 June 2003 | 02 September 2003 |
CCB Securities Limited 建行證券有限公司 | RE | 4 | 16 June 2003 | 02 September 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 16 June 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 16 June 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 16 June 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 16 June 2003 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 16 June 2003 |