SFC Licences of POON Chiu Kwok 潘昭國

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 30 April 2006 01 March 2007
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 4 30 April 2006 01 March 2007
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 30 April 2006 01 March 2007
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 4 13 October 2004 30 April 2006
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 1 13 October 2004 30 April 2006
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 6 24 May 2004 30 April 2006
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 4 19 May 2004 13 October 2004
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 19 May 2004 13 October 2004
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 19 May 2004 24 May 2004
Cepa Alliance Securities Limited 世博證券有限公司 RO 1 01 April 2003 17 March 2004
Cepa Alliance Securities Limited 世博證券有限公司 RO 6 01 April 2003 09 August 2003
Cepa Alliance Securities Limited 世博證券有限公司 RO 7 01 April 2003 21 July 2003