SFC Licences of LAM Lai Chu, Fiona 林麗珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 24 August 2006 | 12 January 2007 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 1 | 24 August 2006 | 12 January 2007 |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 27 May 2004 | 28 July 2006 |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 27 May 2004 | 28 July 2006 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 20 October 2003 | 11 February 2004 |
China Everbright Capital Limited 中國光大融資有限公司 | RO | 6 | 01 April 2003 | 12 April 2003 |