SFC Licences of TZE Kan Fat 謝勤發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 |
RE | 6 | 13 May 2022 | |
| WAG Worldsec Corporate Finance Limited 華高和昇財務顧問有限公司 |
RO | 6 | 08 August 2018 | 30 March 2022 |
| WAG Worldsec Corporate Finance Limited 華高和昇財務顧問有限公司 |
RE | 6 | 14 May 2018 | 08 August 2018 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | 1, 6 | 23 December 2011 | 28 February 2018 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RE | 1, 6 | 21 December 2011 | 23 December 2011 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | 1, 6 | 13 September 2006 | 15 November 2011 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RE | 1, 6 | 01 April 2003 | 13 September 2006 |