SFC Licences of TZE Kan Fat 謝勤發

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Viipark Corporate Finance Co., Limited 維寶東園企業融資有限公司 RO 6 08 May 2023
Viipark Corporate Finance Co., Limited 維寶東園企業融資有限公司 RE 6 11 April 2023 08 May 2023
Ballas Capital Limited 博思融資有限公司 RO 6 05 October 2022 28 February 2023
Ballas Capital Limited 博思融資有限公司 RE 6 13 May 2022 05 October 2022
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RO 6 08 August 2018 30 March 2022
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 6 14 May 2018 08 August 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 6 23 December 2011 28 February 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 23 December 2011 28 February 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 6 21 December 2011 23 December 2011
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 21 December 2011 23 December 2011
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 6 13 September 2006 15 November 2011
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 1 13 September 2006 15 November 2011
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 01 April 2003 13 September 2006
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 1 01 April 2003 13 September 2006