SFC Licences of TZE Kan Fat 謝勤發

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ballas Capital Limited 博思融資有限公司
RE 6 13 May 2022
WAG Worldsec Corporate Finance Limited 華高和昇財務顧問有限公司
RO 6 08 August 2018 30 March 2022
WAG Worldsec Corporate Finance Limited 華高和昇財務顧問有限公司
RE 6 14 May 2018 08 August 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
RO 1, 6 23 December 2011 28 February 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
RE 1, 6 21 December 2011 23 December 2011
RHB Capital Hong Kong Limited 興業金融融資有限公司
RO 1, 6 13 September 2006 15 November 2011
RHB Capital Hong Kong Limited 興業金融融資有限公司
RE 1, 6 01 April 2003 13 September 2006