SFC Licences of LIEW Yew Wah
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Point72 Hong Kong Limited | RE | 9 | 14 December 2009 | 30 December 2022 |
UBS Securities Asia Limited | RE | 2 | 06 May 2003 | 28 April 2004 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 28 April 2004 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 29 April 2003 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 29 April 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 29 April 2003 |