SFC Licences of LAU Chun Wai 劉振威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 22 March 2006 | 07 June 2006 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 06 May 2005 | 01 September 2005 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 24 November 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 24 November 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 24 November 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 24 November 2003 |