SFC Licences of LIU Jin 劉瑾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	4	09 April 2019
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	28 October 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	28 October 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RO	2	13 February 2007	28 October 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RO	1	13 February 2007	28 October 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	31 March 2004	13 February 2007
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	31 March 2004	13 February 2007
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	01 April 2003	11 March 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	01 April 2003	11 March 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	9	01 April 2003	10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	6	01 April 2003	10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	4	01 April 2003	10 January 2004