SFC Licences of LO Yun Kuen 盧潤權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China System Securities Limited 華信證券有限公司 | RO | 1 | 20 April 2020 | |
China System Securities Limited 華信證券有限公司 | RE | 1 | 24 March 2020 | 20 April 2020 |
Beta International Securities Limited 貝塔國際證券有限公司 | RO | 1 | 18 December 2015 | 17 March 2020 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 26 October 2012 | 18 December 2015 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 22 October 2008 | 17 October 2012 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 14 May 2007 | 30 April 2009 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 01 April 2003 | 02 May 2007 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 4 | 01 April 2003 | 04 October 2004 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 9 | 01 April 2003 | 04 October 2004 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 6 | 01 April 2003 | 04 October 2004 |