SFC Licences of LO Yun Kuen 盧潤權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China System Securities Limited 華信證券有限公司 RO 1 20 April 2020
China System Securities Limited 華信證券有限公司 RE 1 24 March 2020 20 April 2020
Beta International Securities Limited 貝塔國際證券有限公司 RO 1 18 December 2015 17 March 2020
Beta International Securities Limited 貝塔國際證券有限公司 RE 1 26 October 2012 18 December 2015
Huarong International Securities Limited 華融國際證券有限公司 RE 1 22 October 2008 17 October 2012
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 14 May 2007 30 April 2009
Beta International Securities Limited 貝塔國際證券有限公司 RE 1 01 April 2003 02 May 2007
Beta International Securities Limited 貝塔國際證券有限公司 RE 4 01 April 2003 04 October 2004
Beta International Securities Limited 貝塔國際證券有限公司 RE 9 01 April 2003 04 October 2004
Beta International Securities Limited 貝塔國際證券有限公司 RE 6 01 April 2003 04 October 2004