SFC Licences of CHENG Dien Leung, Peter 鄭典良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 4 | 15 March 2021 | |
LGT Investment Management (Asia) Limited | RE | 1 | 15 March 2021 | |
Austen Capital Management Limited 鼎豐資產管理有限公司 | RO | 9 | 15 February 2011 | 15 August 2011 |
Austen Capital Management Limited 鼎豐資產管理有限公司 | RO | 4 | 15 February 2011 | 15 August 2011 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 19 November 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 February 2009 | 20 August 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2007 | 19 November 2010 |