SFC Licences of CHU Chi Ho, Ian 朱智豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Seekers Advisors H.K. Limited | RE | 9 | 30 March 2012 | 13 September 2012 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 9 | 07 April 2009 | 18 January 2010 |
LXL Investment Management (Hong Kong) Limited | RE | 9 | 15 November 2005 | 30 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 25 June 2004 | 02 June 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 23 June 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 19 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |