SFC Licences of LO Kwok Man, Jimmy 盧國文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 01 April 2015 | 13 April 2016 |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 16 August 2007 | 22 June 2012 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 23 August 2005 | 02 August 2007 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 22 March 2004 | 18 August 2005 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 12 February 2004 | 08 March 2004 |
Wing On Securities Limited 永安證券有限公司 | RE | 1 | 01 April 2003 | 10 February 2004 |
Wing On Securities Limited 永安證券有限公司 | RE | 4 | 01 April 2003 | 05 January 2004 |
Wing On Securities Limited 永安證券有限公司 | RE | 9 | 01 April 2003 | 05 January 2004 |
Wing On Securities Limited 永安證券有限公司 | RE | 6 | 01 April 2003 | 05 January 2004 |