SFC Licences of LO Kwok Man, Jimmy 盧國文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 01 April 2015 13 April 2016
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 16 August 2007 22 June 2012
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 23 August 2005 02 August 2007
Celestial Securities Limited 時富證券有限公司 RE 1 22 March 2004 18 August 2005
VC Brokerage Limited 滙盈證券有限公司 RE 1 12 February 2004 08 March 2004
Wing On Securities Limited 永安證券有限公司 RE 1 01 April 2003 10 February 2004
Wing On Securities Limited 永安證券有限公司 RE 4 01 April 2003 05 January 2004
Wing On Securities Limited 永安證券有限公司 RE 9 01 April 2003 05 January 2004
Wing On Securities Limited 永安證券有限公司 RE 6 01 April 2003 05 January 2004