SFC Licences of HSIEH Chris
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 30 October 2013 | 18 May 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 October 2013 | 18 May 2019 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 19 July 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 19 July 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 19 July 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 May 2006 | 02 May 2006 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 02 May 2006 | 02 May 2006 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 29 July 2005 | 19 October 2005 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 29 July 2005 | 19 October 2005 |