SFC Licences of KWAN Danny Tin Hung 關天鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 15 December 2005
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 15 December 2005
VC Futures Limited 滙盈期貨有限公司 RE 2 03 October 2003 07 September 2005
VC Brokerage Limited 滙盈證券有限公司 RE 1 14 August 2003 07 September 2005
VC Brokerage Limited 滙盈證券有限公司 RO 9 03 October 2003 20 January 2005
VC Brokerage Limited 滙盈證券有限公司 RE 9 14 August 2003 03 October 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 06 June 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 06 June 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 06 June 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 06 June 2003