SFC Licences of CHAN Siu Ming 陳兆明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	15 April 2024
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	15 April 2024
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司	RO	9	14 May 2019	12 March 2024
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司	RO	4	04 April 2018	12 March 2024
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司	RO	1	04 April 2018	12 March 2024
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司	RE	9	23 March 2018	14 May 2019
D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司	RE	1	10 November 2017	04 April 2018
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	02 February 2007	01 November 2017
Anuenue Securities Limited 鉅亨證券有限公司	RE	1	01 April 2003	31 January 2007
Anuenue Securities Limited 鉅亨證券有限公司	RE	4	01 April 2003	17 August 2004
Anuenue Securities Limited 鉅亨證券有限公司	RE	6	01 April 2003	17 August 2004
Anuenue Securities Limited 鉅亨證券有限公司	RE	9	01 April 2003	17 August 2004