SFC Licences of CHAN Kon Fai 陳耿輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 22 October 2009 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 22 October 2009 | |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 16 October 2009 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 01 April 2003 | 16 October 2009 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 10 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 10 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 10 January 2004 |