SFC Licences of LAM Chi Yuen 林志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | RE | 1 | 14 July 2008 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 16 May 2007 | 13 June 2011 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 April 2003 | 26 April 2007 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |