SFC Licences of CHAN Wing Yee 陳穎沂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 18 December 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 23 December 2004 | 27 January 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 April 2004 | |
Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 01 April 2003 | 05 April 2003 |
Christfund Securities Limited 恒豐證券有限公司 | RE | 4 | 01 April 2003 | 05 April 2003 |
Christfund Securities Limited 恒豐證券有限公司 | RE | 6 | 01 April 2003 | 05 April 2003 |
Christfund Securities Limited 恒豐證券有限公司 | RE | 9 | 01 April 2003 | 05 April 2003 |