SFC Licences of KIM James Jung-Beck

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion Global Financial Limited 獅瀚環球金融有限公司 RO 9 05 August 2016 04 April 2018
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 09 February 2015 04 April 2018
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 05 August 2013 04 April 2018
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 05 August 2013 05 August 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 08 May 2006 08 January 2008
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 08 May 2006 08 January 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 20 March 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 20 March 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 15 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003