SFC Licences of LAM Kin Wa 林建華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Corporate Finance Limited 英皇企業融資有限公司 | RO | 4 | 08 February 2007 | 31 March 2007 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 08 February 2007 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 |