SFC Licences of WOOLDRIDGE Sherry Lin 林淑娥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Schroder Investment Management (Hong Kong) Limited RE 4 03 May 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 22 August 2005 19 April 2010
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 02 May 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 02 May 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 02 May 2003