SFC Licences of SULLIVAN Andrew Michael

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Outset Global (Hong Kong) Limited RO 1 22 June 2021
Pearl Bridge Securities Limited 橋匯證券有限公司 RO 4 01 November 2019 15 May 2020
Pearl Bridge Securities Limited 橋匯證券有限公司 RO 1 01 November 2019 15 May 2020
Pearl Bridge Securities Limited 橋匯證券有限公司 RE 4 06 September 2019 01 November 2019
Pearl Bridge Securities Limited 橋匯證券有限公司 RE 1 06 September 2019 01 November 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 19 November 2015 31 May 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 19 November 2015 31 May 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 25 March 2015 19 November 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 29 January 2015 19 November 2015
Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) RE 1 30 June 2014 12 September 2014
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 31 January 2013 23 June 2014
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 30 June 2011 25 August 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 26 October 2010 22 June 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 26 October 2010 22 June 2011
MainFirst Securities Hong Kong Limited RE 4 08 March 2010 12 July 2010
MainFirst Securities Hong Kong Limited RE 1 08 March 2010 12 July 2010
MainFirst Securities Hong Kong Limited RO 4 17 November 2008 08 March 2010
MainFirst Securities Hong Kong Limited RO 1 21 February 2008 08 March 2010
MainFirst Securities Hong Kong Limited RE 4 18 June 2008 17 November 2008
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 11 October 2004 06 December 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 06 July 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 03 February 2004