SFC Licences of NGAI Lai Wah 倪麗華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Halbis Capital Management (Hong Kong) Limited | RE | 9 | 15 July 2005 | 30 June 2008 |
Halbis Capital Management (Hong Kong) Limited | RE | 4 | 15 July 2005 | 30 June 2008 |
Halbis Capital Management (Hong Kong) Limited | RE | 1 | 15 July 2005 | 30 June 2008 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 26 April 2004 | 30 June 2008 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 30 June 2008 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 30 June 2008 |
Halbis Capital Management (Hong Kong) Limited | RE | 1 | 01 April 2003 | 30 August 2004 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 16 February 2004 |
Halbis Capital Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 16 February 2004 |
Halbis Capital Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 16 February 2004 |
Halbis Capital Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 16 February 2004 |