SFC Licences of DE GUZMAN Manolo Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Funds (Asia) Limited | RO | 9 | 21 July 2009 | 05 March 2010 |
| Macquarie Capital Funds (Asia) Limited | RO | 4 | 21 July 2009 | 05 March 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 21 August 2006 | 31 March 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 28 July 2006 | 31 March 2017 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 27 May 2004 | 31 March 2017 |