SFC Licences of LUK Man To 陸文滔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 2 10 November 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 November 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 November 2020
Genesis Capital Group Limited 同創資本有限公司 RO 9 16 February 2017 27 October 2020
Genesis Capital Group Limited 同創資本有限公司 RO 4 16 February 2017 27 October 2020
China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 RO 9 17 September 2012 16 January 2017
China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 RO 4 17 September 2012 16 January 2017
China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 RE 9 08 February 2012 17 September 2012
China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 RE 4 08 February 2012 17 September 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 30 January 2007 18 November 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 30 January 2007 18 November 2010
Morgan Stanley Hong Kong Futures Limited RE 7 03 April 2006 23 January 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 03 April 2006 23 January 2007
Morgan Stanley Hong Kong Futures Limited RE 2 03 April 2006 23 January 2007
Morgan Stanley Hong Kong Securities Limited RE 1 03 April 2006 23 January 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 April 2006 23 January 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 04 February 2004 27 March 2006
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 01 April 2003 27 March 2006
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 01 April 2003 27 March 2006
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 5 01 April 2003 29 November 2004
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 9 01 April 2003 29 November 2004
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 4 01 April 2003 03 August 2004
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 6 01 April 2003 03 August 2004
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 9 01 April 2003 03 August 2004