SFC Licences of CHAI Hong Nin, Andy 蔡康年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bank J. Safra Sarasin Ltd 瑞士嘉盛銀行 4 21 October 2020
Bank J. Safra Sarasin Ltd 瑞士嘉盛銀行 1 21 October 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 11 May 2011 31 August 2011
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 11 May 2011 31 August 2011
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 15 March 2011 11 May 2011
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 15 March 2011 11 May 2011
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 RO 6 30 August 2006 06 December 2010
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 RO 4 30 August 2006 06 December 2010
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 RE 6 13 May 2005 30 August 2006
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 RE 4 13 May 2005 30 August 2006