SFC Licences of CHAU Lee 周莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 28 November 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 28 November 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 28 November 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 01 June 2004 09 November 2006
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 25 March 2004 09 November 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 25 March 2004 09 November 2006
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 9 26 November 2003 08 March 2004