SFC Licences of CHAU Lee 周莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 28 November 2006 | 24 March 2023 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 28 November 2006 | 24 March 2023 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 November 2006 | 24 March 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 01 June 2004 | 09 November 2006 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 25 March 2004 | 09 November 2006 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 March 2004 | 09 November 2006 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 9 | 26 November 2003 | 08 March 2004 |