SFC Licences of CHAN Yu Wai 陳宇威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 6 | 15 October 2008 | 28 February 2018 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 1 | 15 October 2008 | 28 February 2018 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 30 July 2008 | 15 October 2008 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 30 July 2008 | 15 October 2008 |
| Zijing Capital Limited 紫荊融資有限公司 | RO | 6 | 22 February 2008 | 16 July 2008 |
| Zijing Capital Limited 紫荊融資有限公司 | RO | 1 | 22 February 2008 | 16 July 2008 |
| Zijing Capital Limited 紫荊融資有限公司 | RE | 6 | 04 July 2007 | 22 February 2008 |
| Zijing Capital Limited 紫荊融資有限公司 | RE | 1 | 04 July 2007 | 22 February 2008 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 06 August 2004 | 04 May 2007 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 06 August 2004 | 04 May 2007 |
| VC Capital Limited 滙盈融資有限公司 | RE | 6 | 01 April 2003 | 06 August 2004 |
| VC Capital Limited 滙盈融資有限公司 | RE | 1 | 01 April 2003 | 06 August 2004 |
| VC Capital Limited 滙盈融資有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
| VC Capital Limited 滙盈融資有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |