SFC Licences of OYARBIDE SECO Carlos Alfonso
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yellow River Global Capital Limited 新黃河資本有限公司 | RO | 1 | 21 April 2016 | 13 June 2018 |
| Yellow River Global Capital Limited 新黃河資本有限公司 | RO | 9 | 21 April 2016 | |
| Yellow River Global Capital Limited 新黃河資本有限公司 | RO | 4 | 21 April 2016 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 09 August 2007 | 31 December 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 August 2007 | 31 December 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 January 2007 | 24 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 12 July 2003 | 24 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 12 July 2003 | 24 April 2007 |