SFC Licences of CHAN Kam Kwan 陳錦坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 4 | 17 September 2010 | |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 29 May 2009 | 17 May 2010 |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 1 | 16 December 2008 | 17 May 2010 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 1 | 09 April 2008 | |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 07 December 2006 | 09 April 2008 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 01 April 2003 | 04 December 2006 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 9 | 01 April 2003 | 12 March 2004 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 6 | 01 April 2003 | 12 March 2004 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 4 | 01 April 2003 | 12 March 2004 |