SFC Licences of CHAN Kam Kwan 陳錦坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Head & Shoulders Securities Limited 聯合證券有限公司 RO 4 17 September 2010
Huarong International Securities Limited 華融國際證券有限公司 RE 2 29 May 2009 17 May 2010
Huarong International Securities Limited 華融國際證券有限公司 RO 1 16 December 2008 17 May 2010
Head & Shoulders Securities Limited 聯合證券有限公司 RO 1 09 April 2008
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 07 December 2006 09 April 2008
Beta International Securities Limited 貝塔國際證券有限公司 RE 1 01 April 2003 04 December 2006
Beta International Securities Limited 貝塔國際證券有限公司 RE 9 01 April 2003 12 March 2004
Beta International Securities Limited 貝塔國際證券有限公司 RE 6 01 April 2003 12 March 2004
Beta International Securities Limited 貝塔國際證券有限公司 RE 4 01 April 2003 12 March 2004