SFC Licences of CHAN Karen 陳加敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 30 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 30 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 July 2007 | 30 September 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 July 2007 | 06 September 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 27 June 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 24 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 24 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 24 November 2004 |