SFC Licences of HO Hiu Yeung 何曉陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 26 June 2022
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 10 July 2007 03 March 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 September 2006 01 July 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 31 August 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004