SFC Licences of CHAN Kut Nam 陳吉南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 12 August 2005 | 14 January 2006 |
FTLife Insurance Company Limited 富通保險有限公司 | RE | 4 | 24 June 2005 | 11 August 2005 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 07 January 2004 | 19 April 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 January 2004 | 19 April 2004 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 7 | 01 April 2003 | 19 April 2004 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 1 | 01 April 2003 | 19 April 2004 |
Goldin Equities Limited 高銀(證券)有限公司 | RE | 1 | 01 April 2003 | 19 April 2004 |
Goldin Equities Limited 高銀(證券)有限公司 | RE | 9 | 01 April 2003 | 03 December 2003 |
Goldin Equities Limited 高銀(證券)有限公司 | RE | 6 | 01 April 2003 | 03 December 2003 |
Goldin Equities Limited 高銀(證券)有限公司 | RE | 4 | 01 April 2003 | 03 December 2003 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 9 | 01 April 2003 | 03 December 2003 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 6 | 01 April 2003 | 03 December 2003 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 4 | 01 April 2003 | 03 December 2003 |