SFC Licences of EME Philippe Jean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 27 October 2016 | 24 October 2023 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 27 October 2016 | 24 October 2023 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 10 October 2012 | 14 August 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 27 February 2012 | 14 August 2015 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 04 January 2012 | 30 November 2012 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 15 March 2010 | 27 September 2011 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 15 March 2010 | 27 September 2011 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2008 | 08 October 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 04 February 2008 | 08 October 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RO | 7 | 08 April 2005 | 04 February 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RO | 2 | 08 April 2005 | 04 February 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 28 December 2004 | 08 October 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 28 December 2004 | 08 April 2005 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 28 December 2004 | 08 April 2005 |