SFC Licences of EME Philippe Jean

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1, 2 27 October 2016
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 2 10 October 2012 14 August 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 27 February 2012 14 August 2015
Jefferies Bache (Hong Kong) Limited
RE 2 04 January 2012 30 November 2012
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司
RE 1, 2 15 March 2010 27 September 2011
Newedge Broker Limited 新際經紀有限公司
RE 7 01 April 2008 08 October 2008
Newedge Broker Limited 新際經紀有限公司
RE 2 04 February 2008 08 October 2008
Newedge Broker Limited 新際經紀有限公司
RO 2, 7 08 April 2005 04 February 2008
Newedge Broker Limited 新際經紀有限公司
RE 1 28 December 2004 08 October 2008
Newedge Broker Limited 新際經紀有限公司
RE 2, 7 28 December 2004 08 April 2005