SFC Licences of FUNG Yuen Fun 馮婉芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 23 May 2023 14 June 2024
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 29 October 2013 03 January 2022
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 29 October 2013 03 January 2022
NNIP Hong Kong Limited RE 4 19 October 2011 26 July 2013
NNIP Hong Kong Limited RE 1 19 October 2011 26 July 2013
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 16 May 2007 14 July 2009
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 07 February 2007 11 May 2007
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 07 February 2007 11 May 2007
OppenheimerFunds International Distributor Limited RE 4 19 December 2003 31 December 2006
OppenheimerFunds International Distributor Limited RE 1 19 December 2003 31 December 2006
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 01 April 2003 31 May 2003
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 01 April 2003 31 May 2003
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 6 01 April 2003 31 May 2003
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 01 April 2003 31 May 2003